Apnea of Prematurity

Introduction to Apnea of Prematurity

Apnea of prematurity (AOP) is a common condition affecting premature infants, characterized by a cessation of breathing for 20 seconds or longer, or a shorter pause accompanied by bradycardia, cyanosis, pallor, and/or marked hypotonia. It typically occurs in infants born before 35 weeks of gestational age and is inversely related to the degree of prematurity.

AOP is a developmental disorder caused by immaturity of the central nervous system and respiratory control mechanisms. It is a diagnosis of exclusion, and other causes of apnea must be ruled out before diagnosing AOP.

Pathophysiology of Apnea of Prematurity

The pathophysiology of AOP is multifactorial and involves:

  1. Immature respiratory control: The respiratory center in the brainstem of premature infants is not fully developed, leading to unstable breathing patterns.
  2. Altered chemoreceptor sensitivity: Premature infants have a decreased response to hypercapnia and hypoxia, which normally stimulate breathing.
  3. Immature pulmonary reflexes: The Hering-Breuer inflation reflex, which helps maintain regular breathing, is not fully functional in preterm infants.
  4. Upper airway instability: The pharyngeal and laryngeal muscles of premature infants are weak, potentially leading to airway collapse.
  5. Altered sleep states: Premature infants spend more time in active sleep, which is associated with irregular breathing patterns.

Risk Factors for Apnea of Prematurity

Several factors increase the risk of AOP:

  • Gestational age less than 35 weeks
  • Low birth weight
  • Intrauterine growth restriction
  • Maternal smoking during pregnancy
  • Anemia
  • Intraventricular hemorrhage
  • Necrotizing enterocolitis
  • Sepsis
  • Hypothermia
  • Metabolic disturbances (e.g., hypoglycemia, hypocalcemia)

Clinical Presentation of Apnea of Prematurity

AOP typically presents with the following features:

  • Cessation of breathing for 20 seconds or longer
  • Shorter pauses in breathing accompanied by:
    • Bradycardia (heart rate < 100 beats per minute)
    • Cyanosis or pallor
    • Hypotonia
  • Decreased oxygen saturation (< 80%)
  • Periodic breathing (recurrent cycles of breathing followed by short pauses)

AOP can be classified into three types:

  1. Central apnea: Absence of both respiratory effort and airflow
  2. Obstructive apnea: Continued respiratory effort without airflow
  3. Mixed apnea: Combination of central and obstructive components

Diagnosis of Apnea of Prematurity

Diagnosis of AOP involves:

  1. Clinical observation: Monitoring for apneic episodes, bradycardia, and desaturation events
  2. Continuous cardiorespiratory monitoring: To detect and record apneic episodes
  3. Pulse oximetry: To measure oxygen saturation levels
  4. Exclusion of other causes: Ruling out conditions such as sepsis, metabolic disorders, and neurological issues
  5. Polysomnography: In some cases, to differentiate between central and obstructive apnea

Additional diagnostic tests may include:

  • Complete blood count
  • Blood cultures
  • Electrolyte panel
  • Cranial ultrasound
  • Echocardiogram

Management of Apnea of Prematurity

Management of AOP involves a multifaceted approach:

  1. Supportive care:
    • Proper positioning (prone or side-lying)
    • Maintaining optimal environmental temperature
    • Avoiding neck flexion
  2. Pharmacological interventions:
    • Caffeine citrate (first-line therapy)
      • Loading dose: 20 mg/kg
      • Maintenance dose: 5-10 mg/kg/day
    • Theophylline (alternative if caffeine is unavailable)
  3. Respiratory support:
    • Nasal continuous positive airway pressure (CPAP)
    • High-flow nasal cannula
    • Mechanical ventilation (in severe cases)
  4. Oxygen supplementation: To maintain target oxygen saturation levels
  5. Treatment of underlying conditions: Such as anemia, infection, or metabolic disorders
  6. Monitoring and documentation: Continuous cardiorespiratory monitoring and accurate recording of apneic episodes

Complications of Apnea of Prematurity

Potential complications of AOP include:

  • Hypoxic-ischemic brain injury
  • Retinopathy of prematurity
  • Neurodevelopmental impairment
  • Prolonged hospitalization
  • Increased risk of sudden infant death syndrome (SIDS)
  • Failure to thrive
  • Cardiovascular instability

Prognosis of Apnea of Prematurity

The prognosis for infants with AOP is generally good:

  • Most cases resolve by 36-40 weeks postmenstrual age
  • Extremely preterm infants may experience apnea beyond term-equivalent age
  • Long-term neurodevelopmental outcomes are generally not affected if AOP is properly managed
  • Regular follow-up is essential to monitor for any potential long-term effects

Factors influencing prognosis include:

  • Gestational age at birth
  • Severity and frequency of apneic episodes
  • Associated comorbidities
  • Adequacy of treatment and management


Apnea of Prematurity
  1. What is the definition of apnea of prematurity?
    Cessation of breathing for ≥20 seconds or shorter if accompanied by bradycardia or oxygen desaturation in premature infants
  2. At what gestational age is apnea of prematurity most common?
    Less than 28 weeks gestation
  3. What are the three main types of apnea in premature infants?
    Central, obstructive, and mixed apnea
  4. Which neurotransmitter imbalance is associated with apnea of prematurity?
    Decreased sensitivity to carbon dioxide (CO2)
  5. What is the primary treatment for apnea of prematurity?
    Caffeine citrate
  6. How does kangaroo care affect the incidence of apnea in premature infants?
    It may reduce the frequency of apneic episodes
  7. What is the role of continuous positive airway pressure (CPAP) in managing apnea of prematurity?
    It helps maintain airway patency and reduces obstructive apnea
  8. At what postmenstrual age do most premature infants outgrow apnea of prematurity?
    36-40 weeks postmenstrual age
  9. How does anemia affect apnea of prematurity?
    Anemia can exacerbate apnea by reducing oxygen-carrying capacity
  10. What is the recommended initial dose of caffeine citrate for treating apnea of prematurity?
    Loading dose of 20 mg/kg followed by maintenance dose of 5-10 mg/kg/day
  11. How does prone positioning affect apnea in premature infants?
    It may reduce the frequency of apneic episodes
  12. What is the role of doxapram in managing apnea of prematurity?
    Used as a second-line treatment when caffeine is ineffective
  13. How does sepsis affect apnea of prematurity?
    It can increase the frequency and severity of apneic episodes
  14. What is the significance of periodic breathing in premature infants?
    It is a normal breathing pattern that may be mistaken for pathological apnea
  15. How does gastroesophageal reflux (GER) relate to apnea of prematurity?
    GER may trigger apneic episodes, but the causal relationship is controversial


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